Deputy General Manager Corporation Finance Department Policy and Development – 2 rajkd@sebi.gov.in 022 -26449… — THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992

Deputy General Manager Corporation Finance Department Policy and Development – 2 rajkd@sebi.gov.in 022 -26449253 To DCB Bank Limited 6 th Floor, Tower A, Peninsula Business Park, Senapati Bapat Marg, Lower Parel, Mumbai -400013 . Madam , Kind attention: Ms . Rubi Chaturvedi, Company Secretary and Compliance Officer Sub: Request for Informal guidance by way of an interpretive letter under the provisions of SEBI (Informal Guidance) Scheme, 2003 received from DCB Bank Limited ("DCB Bank") seeking interpretation of Regulation 6 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 This is with reference to your letter dated January 9, 2025 read with clarification dated February 4, 2025 ("Application") seeking interpretative letter under SEBI (Informal Guidance) Scheme 2003 in connection with the Proviso to Regulation 6(1) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("LODR Regulations") on the position of Compliance Officer in a listed entity . The following information is gathered from your Application: 2.1. DCB Bank Limited ("DCB Bank") is a public limited company. The shares of DCB Bank are listed on BSE Limited and National Stock Exchange of India Limited. No.: SEBI/HO/CFD/PoD2/OW/P/2025/10114/1 April 3, 2025 2.2. The Bank presently has appointed Ms. Rubi Chaturvedi as its Company Secretary and Compliance Officer, designated as Key Managerial Personnel in terms of the provisions of Section 203 of the Companies Act, 2013 ("Companies Act"). Currently, Ms. Rubi Chaturvedi is placed at level 5 (grade) below the Board of Directors and reports to the Managing Director & CEO of the Bank. In view of the above facts and circumstances, the Bank has soug