THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992

1992 · State unknown · central · act_text

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Sections (320)

15A · Penalty for failure to furnish information, return, etc.

15B · Penalty for failure by any person to enter into agreement with clients .

15C · Penalty for failure to redress investors' grievances .

15D · Penalty for certain defaults in case of mutual funds .

15E · Penalty for failure to observe rules and regulations by an asset management company .

15F · Penalty for default in case of stock brokers .

15G · Penalty for insider trading .

15H · Penalty for non-disclosure of acquisition of shares and takeovers .

15J · Factors to be taken into account while adjudging quantum of penalty.

15K · Establishment of Securities Appellate Tribunals .

15L · Composition of Securities Appellate Tribunal .

15M · Qualification for appointment as Presiding Officer or Member of Securities Appellate Tribunal .

15N · Tenure of office of Presiding Officer and other Members of Securities Appellate Tribunal .

15 · -O. Salary and allowances and other terms and conditions of service of Presiding Officers .

15P · Filling up of vacancies .

15Q · Resignation and removal .

15R · Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings .

15S · Staff of the Securities Appellate Tribunal .

15T · Appeal to the Securities Appellate Tribunal .

15U · Procedure and powers of the Securities Appellate Tribunal .

15V · Right to legal representation .

15X · Presiding Officer, Members and staff of Securities Appellate Tribunals to be public servants .

15Y · Civil Court not to have jurisdiction .

15Z · Appeal to Supreme Court .

20A · Bar of jurisdiction

24A · Composition of certain offences .

24B · Power to grant immunity .

26A · Establishment of Special Courts .

26B · Offences triable by Special Courts .

26D · Application of Code to proceedings before Special Court .

26E · Transitional provisions .

28B · Continuance of proceedings.

28C · Powers of Board not to apply to International Financial Services Centre.

34A · Validation of certain acts .

1 · Short title, extent and commencement . — (1) This Act may be called the Securities and Exchange Board of India Act, 1992.

2 · Definitions . — (1) In this Act, unless the context otherwise requires,—

1 · [(ba) " collective investment scheme " means any scheme or arrangement which satisfies the conditions specified in section 11AA;]

2 · [(da) " Insurance Regulatory and Development Authority " means the Insurance Regulatory and Development Authority of India established under sub-section (1) of section 3 of the Insurance Regulatory and Development Authority Act, 1999 (41 of 1999);

2 · [(fa) " Pension Fund Regulatory and Development Authority " means the Pension Fund Regulatory and Development Authority established under sub-section (1) of section 3 of the Pension Fund Regulatory and Development Authority Act, 2013 (23 of 2013);]

3 · [(ha) " Reserve Bank " means the Reserve Bank of India constituted under section 3 of the Reserve Bank of India Act, 1934 (2 of 1934);]

2 · [(j) " Technical Member " means a Technical Member appointed under sub-section (1) of section 15MB.]

1 · Ins. by Act 31 of 1999, s. 11 (w.e.f. 22-2-2000).

2 · Ins. by Act 7 of 2017, s. 146 (w.e.f. 26-4-2017).

3 · Ins. by Act 59 of 2002, s. 2 (w.e.f. 29-10-2002).

1 · [(2) Words and expressions used and not defined in this Act but defined in 2 [the Securities Contracts (Regulation) Act, 1956 (42 of 1956) or the Depositories Act, 1996 (22 of 1996)] shall have the meanings respectively assigned to them in that Act.]

3 · Establishment and incorporation of Board . — (1) With effect from such date as the Central Government may, by notification, appoint, there shall be established, for the purposes of this Act, a Board by the name of the Securities and Exchange Board of India.

4 · Management of the Board . — (1) The Board shall consist of the following members, namely:—

6 · [(d) five other members of whom at least three shall be the whole-time members,]

5 · Term of office and conditions of service of Chairman and members of the Board . — (1) The term of office and other conditions of service of the Chairman and the members referred to in clause (d) of sub -section (1) of section 4 shall be such as may be prescribed.

1 · Subs. by Act 9 of 1995, s. 2, for sub-section (2) (w.e.f. 25-1-1995).

2 · Subs. by Act 22 of 1996, s. 30 and the Schedule, for "the Securities Contracts (Regulation) Act, 1956 (42 of 1956)" (w.e.f. 20-9-1995).

4 · . Subs. by s. 3, ibid., for "and Law" (w.e.f. 29-10-2002).

5 · . Subs. by s. 3, ibid., for "the Reserve Bank of India constituted under section 3 of the Reserve Bank of India Act, 1934 (2 of 1934)" (w.e.f. 29-10-2002).

6 · . Subs. by s. 3, ibid., for clause (d) (w.e.f. 29-10-2002).

7 · . Subs. by s. 3, ibid., for "Reserve Bank of India" (w.e.f. 29-10-2002).

6 · Removal of member from office . — 1*** The Central Government shall remove a member from office if he —

7 · Meetings . — (1) The Board shall meet at such times and places, and shall observe such rules of procedure in regard to the transaction of business at its meetings (including quorum at such meetings) as may be provided by regulation.

3 · [7A. Member not to participate in meetings in certain cases . —A —Any member, who is a director of a company and who as such director has any direct or indirect pecuniary interest in any matter coming up for consideration at a meeting of the Board, shall, as soon as possible after relevant circumstances have come to his knowledge, disclose the nature of his interest at such meeting and such disclosure shall be recorded in the proceedings of the Board, and the member shall not take any part in any deliberation or decision of the Board with respect to that matter.]

8 · Vacancies , etc., not to invalidate proceedings of Board . —N —No act or proceeding of the Board shall be invalid merely by reason of—

9 · Officers and employees of the Board . — (1) The Board may appoint such other officers and employees as it considers necessary for the efficient discharge of its functions under this Act.

1 · . The brackets and figure "(1)" omitted by Act 9 of 1995, s. 3 (w.e.f. 25-1-1995).

2 · . Clause (d) omitted by Act 9 of 1995 , s. 3 (w.e.f. 25-1-1995).

3 · . Ins. by s. 4, ibid. (w.e.f. 25-1-1995).

10 · Transfer of assets, liabilities, etc., of existing Securities and Exchange Board to the Board . — (1) On and from the date of establishment of the Board,—

11 · Functions of Board . — (1) Subject to the provisions of this Act, it shall be the duty of the Board to protect the interests of investors in securities and to promote the development of, and to regulate the securities market, by such measures as it thinks fit.

1 · [(ba) registering and regulating the working of the 2 [depositories, participants , custodians] of securities, foreign institutional investors, credit rating agencies and such other intermediaries as the Board may, by notification, specify in this behalf;]

1 · Ins. by Act 9 of 1995, s. 5 (w.e.f. 25-1-1995).

2 · Subs. by Act 22 of 1996, s. 30 and the Schedule, for “depositories, custodians” (w.e.f. 20-9-1995).

3 · [(ia) calling for information and records from any person including any bank or any other authority or board or corporation established or constituted by or under any Central or State Act which, in the opinion of the Board, shall be relevant to any investigation or inquiry by the Board in respect of any transaction in securities;]

4 · [(ib) calling for information from, or furnishing information to, other authorities, whether in India or outside India, having functions similar to those of the Board, in the matters relating to the prevention or detection of violations in respect of securities laws, subject to the provisions of other laws for the time being in force in this regard:

6 · [(la) calling from or furnishing to any such agencies, as may be specified by the Board, such information as may be considered necessary by it for the efficient discharge of its functions;]

7 · [(2A) Without prejudice to the provisions contained in sub-section (2), the Board may take measures to undertake inspection of any book, or register, or other document or record of any listed public company or a public company (not being intermediaries referred to in section 12) which intends to get its securities listed on any recognised stock exchange where the Board has reasonable grounds to believe that such company has been indulging in insider trading or fraudulent and unfair trade practices relating to securities market.]

8 · [(3) Notwithstanding anything contained in any other law for the time being in force while exercising the powers under 9 [clause (i) or clause (ia) of sub-section (2) or sub-section (2A)] , the Board shall have the same powers as are vested in a civil court under the Code of Civil Procedure, 1908 (5 of 1908) while trying a suit, in respect of the following matters, namely:—

1 · Subs. by Act 9 of 1995, s. 5 , for "collective investment schemes" (w.e.f. 25-1-1995).

2 · Subs. by s. 5, ibid ., for "stock exchanges and" (w.e.f. 25-1-1995).

3 · Subs. by Act 27 of 2014, s. 2, for clause (ia) (w.e.f. 18-7-2013).

4 · . Ins. by s. 2, ibid. (w.e.f. 6-3-1998).

5 · . The words, brackets and figures "the Capital Issues (Control) Act, 1947 (29 of 1947) and" omitted by Act 9 of 1995, s. 5 (w.e.f. 25-1-1995).

6 · Ins. by s. 5, ibid. (w.e.f. 25-1-1995).

7 · Ins. by Act 59 of 2002, s. 4 (w.e.f. 29-10-2002).

8 · Ins. by Act 9 of 1995, s. 5 (w.e.f. 25-1-1995).

9 · Subs. by Act 59 of 2002, s. 4, for “clause (i) of sub-section (2)” (w.e.f. 29-10-2002).

1 · [(iv) inspection of any book, or register, or other document or record of the company referred to in sub -section (2A);

1 · [(4) Without prejudice to the provisions contained in sub-sections (1), (2), (2A) and (3) and section 11B, the Board may, by an order, for reasons to be recorded in writing, in the interests of investors or securities market, take any of the following measures, either pending investigation or inquiry or on completion of such investigation or inquiry, namely:—

2 · [(e) attach, for a period not exceeding ninety days, bank accounts or other property of any intermediary or any person associated with the securities market in any manner involved in violation of any of the provisions of this Act, or the rules or the regulations made thereunder:

3 · [(4A) Without prejudice to the provisions contained in sub -sections (1), (2), (2A), (3) and (4), section 11B and section 15 -I, the Board may, by an order, for reasons to be recorded in writing, levy penalty under sections 15A, 15B, 15C, 15D, 15E, 15EA, 15EB, 15F, 15G, 15H, 15HA and 15HB after holding an inquiry in the prescribed manner.]

4 · [(5) The amount disgorged, pursuant to a direction issued, under section 11B of this Act or section 12A of the Securities Contracts (Regulation) Act, 1956 (42 of 1956) or section 19 of the Depositories Act, 1996 (22 of 1996), 2 [or under a settlement made under section 15JB or section 23JA of the Securities Contracts (Regulation) Act, 1956 (42 of 1956) or section 19-IA of the Depositories Act, 1996 (22 of 1996)] as the case may be, shall be credited to the Investor Protection and Education Fund established by the Board and such amount shall be utilised by the Board in accordance with the regulations made under this Act.]

5 · [ 6 [11A. Board to regulate or prohibit issue of prospectus, offer document or advertisement soliciting money for issue of securities.—(1) Without prejudice to the provisions of the Companies Act, 1956 (1 of 1956), the Board may, for the protection of investors,—

1 · . Ins. by Act 59 of 2002, s. 4 (w.e.f. 29-10-2002).

2 · Subs. by Act 21 of 2019, s. 42 and the Second Schedule, for clause (e) (w.e.f. 21-2-2019).

3 · Ins. by Act 13 of 2018, s. 179 (w.e.f. 8-3-2019).

4 · Ins. by Act 27 of 2014, s. 2 (w.e.f. 18-7-2013).

5 · Ins. by Act 9 of 1995, s. 6 (w.e.f. 25-1-1995).

6 · Subs. by Act 59 of 2002, s. 5, for section 11A (w.e.f. 29-10-2002).

1 · [11AA. Collective investment scheme.—(1) Any scheme or arrangement which satisfies the conditions referred to in sub -section (2) 2 [or sub-section (2A)] shall be a collective investment scheme:

2 · [Provided that any pooling of funds under any scheme or arrangement, which is not registered with the Board or is not covered under sub -section (3), involving a corpus amount of one hundred crore rupees or more shall be deemed to be a collective investment scheme.]

2 · [(2A) Any scheme or arrangement made or offered by any person satisfying the conditions as may be specified in accordance with the regulations made under this Act.]

1 · Ins. by Act 31 of 1999, s. 11 (w.e.f. 22-2-2000).

2 · Ins. by Act 27 of 2014, s. 3 (w.e.f. 18-7-2013).

3 · Subs. by s. 3, ibid., for “company” (w.e.f. 18-7-2013).

1 · [(ix) such other scheme or arrangement which the Central Government may, in consultation with the Board, notify,]

11B · . Power to issue directions 2 [and a levy penalty] . — 3 [(1)] Save as otherwise provided in section 11, if after making or causing to be made an enquiry, the Board is satisfied that it is necessary—

4 · [Explanation . — For the removal of doubts, it is hereby declared that the power to issue directions under this section shall include and always be deemed to have been included the power to direct any person, who made profit or averted loss by indulging in any transaction or activity in contravention of the provisions of this Act or regulations made thereunder, to disgorge an amount equivalent to the wrongful gain made or loss averted by such contravention.]

5 · [(2) Without prejudice to the provisions contained in sub-section (1), sub-section (4A) of section 11 and section 15 -I, the Board may, by an order, for reasons to be recorded in writing, levy penalty under sections 15A, 15B, 15C, 15D, 15E, 15EA, 15EB, 15F, 15G, 15H, 15HA and 15HB after holding an inquiry in the prescribed manner. ]

6 · [11C. Investigation.—(1) Where the Board has reasonable ground to believe that—

1 · Ins. by Act 27 of 2014, s. 3 (w.e.f. 18-7-2013).

2 · Ins. by Act 13 of 2018, s. 180 (w.e.f. 8-3-2019).

3 · Section 11B renumbered as sub -section (1) thereof by s. 180, ibid. (w.e.f. 8-3-2019).

4 · Ins. by Act 27 of 2014, s. 4 (w.e.f. 18-7-2013).

5 · Ins. by Act 13 of 2018, s. 180 (w.e.f. 8-3-2019).

6 · Ins. by Act 59 of 2002, s. 6 (w.e.f. 29-10-2002).

2 · [(8A) The authorised officer may requisition the services of any police officer or any officer of the Central Government, or of both, to assist him for all or any of the purposes specified in sub-section (8) and it shall be the duty of every such officer to comply with such requisition.]

1 · . Subs. by Act 27 of 2014, s. 5, for "the Judicial Magistrate of the first class having jurisdiction" (w.e.f. 18-7-2013).

2 · . Ins. by s. 5, ibid. (w.e.f. 28-3-2014).

3 · . Subs. by s. 5, ibid., for "the Magistrate" (w.e.f. 18-7-2013).

11D · Cease and desist proceedings.—If the Board finds, after causing an inquiry to be made, that any person has violated, or is likely to violate, any provisions of this Act, or any rules or regulations made thereunder, it may pass an order requiring such person to cease and desist from committing or causing such violation:

12 · Registration of stock-brokers, sub-brokers, share transfer agents, etc . — (1) No stock-broker, sub -broker, share transfer agent, banker to an issue, trustee of trust deed, registrar to an issue, merchant banker, underwriter, portfolio manager, investment adviser and such other intermediary who may be associated with securities market shall buy, sell or deal in securities except under, and in accordance with, the conditions of a certificate of registration obtained from the Board in accordance with the 2 [regulations] made under this Act:

3 · [Provided further that any certificate of registration, obtained immediately before the commencement of the Securities Laws (Amendment) Act, 1995 (9 of 1995) , shall be deemed to have been obtained from the Board in accordance with the regulations providing for such registration.]

3 · [(1A) No 4 [depository, participant, custodian] of securities, foreign institutional investor, credit rating agency or any other intermediary associated with the securities market as the Board may by notification in this behalf specify, shall buy or sell or deal in securities except under and in accordance with the conditions of a certificate of registration obtained from the Board in accordance with the regulations made under this Act:

1 · Subs. by Act 27 of 2014, s. 5, for “the Judicial Magistrate of the first class having jurisdiction” (w.e.f. 18-7-2013).

2 · Subs. by Act 9 of 1995, s. 7, for “rules” (w.e.f. 25-1-1995).

3 · . Ins. by s. 7, ibid . (w.e.f. 25-1-1995).

4 · Subs. by Act 22 of 1996, s. 30 and the Schedule, for “depository, custodian” (w.e.f. 20-9-1995).

1 · [(IC) No person shall sponsor or cause to be sponsored or carry on or cause to be carried on the activity of an alternative investment fund or a business trust as defined in clause (13A) of section 2 of the Income -tax Act, 1961 (43 of 1961), unless a certificate or registration is granted by the Board in accordance with the regulations made under this Act.]

2 · [Explanation . — For the removal of doubts, it is hereby declared that, for the purposes of this section, a collective investment scheme or mutual fund shall not include any unit linked insurance policy or scrips or any such instrument or unit, by whatever name called, which provides a component of investment besides the component of insurance issued by an insurer.]

3 · [CHAPTER VA

12A · Prohibition of manipulative and deceptive devices, insider trading and substantial acquisition of securities or control.—No person shall directly or indirectly—

13 · Grants by the Central Government . — The Central Government may, after due appropriation made by Parliament by law in this behalf, make to the Board grants of such sums of money as that Government may think fit for being utilised for the purposes of this Act.

14 · Fund . — (1) There shall be constituted a Fund to be called the Securities and Exchange Board of India General Fund and there shall be credited thereto —

1 · Ins. by Act 13 of 2021, s. 159 (w.e.f. 1-4-2021).

2 · Ins. by Act 26 of 2010, s. 4 (w.e.f. 9-4-2010).

3 · Ins. by Act 59 of 2002, s. 7 (w.e.f. 29-10-2002).

4 · . The word "and" omitted by Act 9 of 1995, s. 8 (w.e.f. 25-1-1995).

5 · . Clause (aa) omitted by Act 59 of 2002, s. 8 (w.e.f. 29-10-2002).

15 · Accounts and audit . — (1) The Board shall maintain proper accounts and other relevant records and prepare an annual statement of accounts in such form as may be prescribed by the Central Government in consultation with the Comptroller and Auditor-General of India.

1 · [CHAPTER VIA

15A · Penalty for failure to furnish information , return , etc . — If any person, who is required under this Act or any rules or regulations made thereunder,—

15B · Penalty for failure by any person to enter into agreement with clients . — If any person, who is registered as an intermediary and is required under this Act or any rules or regulations made thereunder to enter into an agreement with his client, fails to enter into such agreement, he shall be liable to 7 [a

1 · . Ins. by Act 9 of 1995, s. 9 (w.e.f. 25-1-1995).

2 · Ins. by Act 13 of 2018, s. 181 (w.e.f. 8-3-2019).

3 · . Subs. by Act 59 of 2002, s. 9, for "a penalty not exceeding one lakh and fifty thousand rupees for each such failure" (w.e.f. 29-10-2002).

4 · . Subs. by Act 27 of 2014, s. 6, for certain words (w.e.f. 8-9-2014).

5 · . Subs. by Act 59 of 2002, s. 9 , for "a penalty not exceeding five thousand rupees for every day during which such failure continues" (w.e.f. 29-10-2002).

6 · . Subs. by s. 9, ibid., for "a penalty not exceeding ten thousand rupees for every day during which such failure continues" (w.e.f. 29-10-2002).

7 · . Subs. by s. 10, ibid., for "a penalty not exceeding five lakh rupees for every such failure" (w.e.f. 29-10-2002).

2 · [15C. Penalty for failure to redress investors ' grievances . — If any listed company or any person who is registered as an intermediary, after having been called upon by the Board in writing 3 [including by any means of electronic communication], to redress the grievances of investors, fails to redress such grievances within the time specified by the Board, such company or intermediary shall be liable to a penalty 4[which shall not be less than one lakh rupees but which may extend to one lakh rupees for each day during which such failure continues subject to a maximum of one crore rupees].]

15D · Penalty for certain defaults in case of mutual funds . — If any person, who is—

1 · . Subs. by Act 27 of 2014, s. 7, for certain words (w.e.f.8-9-2014).

2 · . Subs. by Act 59 of 2002, s. 11 , for section 15C (w.e.f. 29-10-2002).

3 · Ins. by Act 23 of 2019, s. 183 (w.e.f. 20-1-2020).

4 · . Subs. by Act 27 of 2014, s. 8, for certain words (w.e.f. 8-9-2014).

5 · . Subs. by Act 59 of 2002, s. 12, for "a penalty not exceeding ten thousand rupees for each day during which he carries on any such collective investment scheme including mutual funds, or ten lakh rupees, whichever is higher" (w.e.f. 29-10-2002).

6 · . Subs. by Act 27 of 2014, s. 9, for certain words (w.e.f. 8-9-2014).

7 · . Subs. by Act 59 of 2002, s. 12 , for "a penalty not exceeding ten thousand rupees for each day during which such failure continues or ten lakh rupees, whichever is higher" (w.e.f. 29-10-2002).

8 · . Subs. by Act 27 of 2014 , s. 9, for certain words (w.e.f.8-9-2014).

9 · . Subs. by Act 59 of 2002, s. 12 , for "a penalty not exceeding five thousand rupees for each day during which such failure continues or five lakh rupees, whichever is higher" (w.e.f. 29-10-2002).

10 · . Subs. by s. 12 , ibid., for "a penalty not exceeding five thousand rupees for each day during which such failure continues" (w.e.f. 29-10-2002).

11 · . Subs. by s. 12, ibid., for "a penalty not exceeding one thousand rupees for each day during which such failure continue" (w.e.f. 29-10-2002).

12 · . Subs. by s. 12, ibid., for "a penalty not exceeding five lakh rupees for each such failure" (w.e.f. 29-10-2002).

15E · Penalty for failure to observe rules and regulations by an asset management company . —

3 · [15EA . Penalty for default in case of alternative investment funds, infrastructure investment trusts and real estate investment trusts . —W —Where any person fails to comply with the regulations made by the Board in respect of alternative investment funds, infrastructure investment trusts and real estate investment trusts or fails to comply with the directions issued by the Board, such person shall be liable to penalty which shall not be less than one lakh rupees but which may extend to one lakh rupees for each day during which such failure continues subject to a maximum of one crore rupees or three times the amount of gains made out of such failure, whichever is higher.

15F · Penalty for default in case of stock brokers . — If any person, who is registered as a stock broker under this Act, —

7 · [which shall not be less than one lakh rupees but which may extend to one lakh rupees for each day during which 8 [such failure continues] subject to a maximum of one crore rupees]];

15G · Penalty for insider trading . — If any insider who,—

1 · . Subs. by Act 59 of 2002, s. 13, for "a penalty not exceeding five lakh rupees for each such failure" (w.e.f. 29-10-2002).

2 · . Subs. by Act 27 of 2014, s. 10, for certain words (w.e.f.8-9-2014).

3 · Ins. by Act 13 of 2018, s. 182 (w.e.f. 8-3-2019).

4 · Subs. by Act 27 of 2014, s. 11, for “a penalty not exceeding five times the amount” (w.e.f. 8-9-2014).

5 · Ins. by Act 23 of 2019, s. 184 (w.e.f. 20-1-2020).

6 · Subs. by Act 59 of 2002, s. 14 , for "a penalty not exceeding five thousand rupees for each day during which such failure continues" (w.e.f. 29-10-2002).

7 · Subs. by Act 27 of 2014, s. 11, for certain words (w.e.f.8-9-2014).

8 · . Subs. by Act 13 of 2018, s. 183, for" he sponsors or carries on any such collective investment scheme including mutual funds" (w.e.f. 8-3-2019).

9 · . Subs. by Act 59 of 2002, s. 14, for "a penalty not exceeding five thousand rupees" (w.e.f. 29-10-2002).

10 · . Subs. by Act 27 of 2014, s. 11, for "of one lakh rupees or five times the amount of brokerage" (w.e.f.8-9-2014).

11 · . Subs. by s. 12, ibid ., for certain words (w.e.f.8-2-2014).

15H · Penalty for non-disclosure of acquisition of shares and takeovers . — If any person, who is required under this Act or any rules or regulations made thereunder, fails to—

1 · [(iii) make a public offer by sending letter of offer to the shareholders of the concerned company; or

3 · [15HA. Penalty for fraudulent and unfair trade practices.—If any person indulges in fraudulent and unfair trade practices relating to securities, he shall be liable to a penalty 4 [which shall not be less than five lakh rupees but which may extend to twenty-five crore rupees or three times the amount of profits made out of such practices, whichever is higher] .

5 · [15HAA. Penalty for alteration, destruction, etc., of records and failure to protect the electronic database of Board . —A —Any person, who—

1 · Ins. by Act 59 of 2002, s. 16 (w.e.f. 29-10-2002).

2 · Subs. by Act 27 of 2014, s.13, for certain words (w.e.f.8-2-2014).

3 · Ins. by Act 59 of 2002, s. 17 (w.e.f. 29-10-2002).

4 · Subs. by Act 27 of 2014, s. 14, for certain words (w.e.f. 8-2-2014).

5 · Ins. by Act 23 of 2019, s. 185 (w.e.f. 20-1-2020).

15 · -I. Power to adjudicate . — (1) For the purpose of adjudging under sections 15A, 15B, 15C, 15D, 15E, 2 [15EA, 15EB,] 15F, 15G , 3 [15H, 15HA and 15HB] the Board 4 [may] appoint any officer not below the rank of a Division Chief to be an adjudicating officer for holding an inquiry in the prescribed manner after giving any person concerned a reasonable opportunity of being heard for the purpose of imposing any penalty.

5 · [(3) The Board may call for and examine the record of any proceedings under this section and if it considers that the order passed by the adjudicating officer is erroneous to the extent it is not in the interests of the securities market, it may, after making or causing to be made such inquiry as it deems necessary, pass an order enhancing the quantum of penalty, if the circumstances of the case so justify:

15J · 6 [Factors to be taken into account while adjudging quantum of penalty] . — While adjudging the quantum of penalty under 7 [15-I or section 11 or section 11B, the Board or the adjudicating officer] officer shall have due regard to the following factors, namely:—

8 · [Explanation . — For the removal of doubts, it is clarified that the power of 9*** to adjudge the quantum of penalty under sections 15A to 15E, clauses (b) and (c) of section 15F, 15G, 15H and 15HA shall be and shall always be deemed to have been exercised under the provisions of this section.]

10 · [15JA. Crediting sums realised by way of penalties to Consolidated Fund of India.—All sums realised by way of penalties under this Act shall be credited to the Consolidated Fund of India.]

1 · Subs. by Act 27 of 2014, s. 15, for “liable to a penalty which may extend to one crore rupees” (w.e.f. 8-2-2014).

2 · Ins. by Act 13 of 2018, s. 184 (w.e.f. 8-3-2019).

3 · Subs. by Act 59 of 2002, s. 18, for “and 15H” (w.e.f. 29-10-2002).

4 · Subs. by Act 13 of 2018, s. 184, for “shall” (w.e.f. 8-3-2019).

5 · Ins. by Act 27 of 2014, s. 16 (w.e.f. 28-3-2014).

6 · Subs. by Act 13 of 2018, s. 185, for marginal heading (w.e.f. 8-3-2019).

7 · Subs. by s. 185, ibid., for “section 15-I, the adjudicating officer” (w.e.f. 8-3-2019).

8 · Ins. by Act 7 of 2017, s.147 (w.e.f. 1-3-2017).

9 · The words “of an adjudicating officer” omitted by Act 13 of 2018, s. 185 (w.e.f. 8-3-2018).

10 · Ins. by Act 59 of 2002, s. 19 (w.e.f. 29-10-2002).

1 · [15JB. Settlement of administrative and civil proceedings.—(1) Notwithstanding anything contained in any other law for the time being in force, any person, against whom any proceedings have been initiated or may be initiated under section 11, section 11B, section 11D, sub-section (3) of section 12 or section 15 -I, may file an application in writing to the Board proposing for settlement of the proceedings initiated or to be initiated for the alleged defaults.

2 · [(5) All settlement amounts, excluding the disgorgement amount and legal costs, realised under this Act shall be credited to the Consolidated Fund of India.]

4 · [15K . Establishment of Securities Appellate Tribunal . — (1) The Central Government shall, by notification, establish a Tribunal to be known as the Securities Appellate Tribunal to exercise the jurisdiction, powers and authority conferred on it by or under this Act or any other law for the time being in force.

5 · [15L. Composition of Securities Appellate . — (1) The Securities Appellate Tribunal shall consist of a Presiding Officer and such number of Judicial Members and Technical Members as the Central Government may determine, by notification, to exercise the powers and discharge the functions conferred on the Securities Appellate Tribunal under this Act or any other law for the time being in force.

1 · Ins. by Act 27 of 2014, s. 17 (w.e.f. 20-4-2007) .

2 · Ins. by Act 13 of 2018, s. 186 (w.e.f. 8-3-2019).

3 · Subs. by Act 7 of 2017, s. 148, for “APPELLATE TRIBUNAL” (w.e.f. 1-3-2017).

4 · . Subs. by s. 148, ibid., for section 15K (w.e.f. 1-3-2017).

5 · . Subs. by s.148, ibid., for section 15L (w.e.f.1-3-2017)

1 · [15M. Qualification for appointment as Presiding Officer , Judicial Member and Technical Member . —A —A person shall not be qualified for appointment as the Presiding Officer or a Judicial Member or a Technical Member of the Securities Appellate Tribunal, unless he—

1 · Subs. by Act 7 of 2017, s. 148, for section 15M (w.e.f. 1-3-2017).

1 · [15N . Tenure of office of Presiding Office, Judicial or Technical Members of Securities Appellate Tribunal.—The Presiding Officer or every Judicial or Technical Member of the Securities Appellate Tribunal shall hold office for a term of five years from the date on which he enters upon his office, and shall be eligible for reappointment for another term of maximum five years:

15 · -O. Salary and allowances and other terms and conditions of service of Presiding Officers . — The salary and allowances payable to , and the other terms and conditions of service (including pension, gratuity and other retirement benefits) of, the 2 [Presiding Officer and other Members of a Securities Appellate Tribunal] shall be such as may be prescribed:

15P · Filling up of vacancies . — If, for reason other than temporary absence, any vacancy occurs in 4 [the office of the Presiding Officer or any other Member , ] of a Securities Appellate Tribunal, then the Central Government shall appoint another person in accordance with the provisions of this Act to fill the vacancy and the proceedings may be continued before the Securities Appellate Tribunal from the stage at which the vacancy is filled.

5 · [15PA. Member to act as Presiding Officer in certain circumstances.—In the event of occurrence of any vacancy in the office of the Presiding Officer of the Securities Appellate Tribunal by reason of his death, resignation or otherwise, the senior-most Judicial Member of the Securities Appellate Tribunal shall act as the Presiding Officer until the date on which a new Presiding Officer is appointed in accordance with the provisions of this Act.]

15Q · Resignation and removal . — (1) 6 [The Presiding Officer or any other Member of a Securities Appellate Tribunal] may, by notice in writing under his hand addressed to the Central Government, resign his office:

8 · [(2) The Central Government may, after an inquiry made by the Judge of the Supreme Court, remove the Presiding Officer or Judicial Member or Technical Member of the Securities Appellate Tribunal, if he —

1 · Subs. by Act 7 of 2017, s.148, for section 15N (w.e.f. 26-5-2017) .

2 · Subs. by Act 59 of 2002 , s. 22, for "Presiding Officer of a Securities Appellate Tribunal" (w.e.f. 29-10-2002).

3 · Subs. by s. 22, ibid., for “said Presiding Officers” (w.e.f. 29-10-2002).

4 · Subs. by s. 23, ibid., for “office of the Presiding Officer” (w.e.f. 29-10-2002).

5 · Ins. by Act 7 of 2017, s. 148 (w.e.f. 26-5-2017) .

6 · Subs. by Act 59 of 2002 , s. 24, for "Presiding Officer of a Securities Appellate Tribunal" (w.e.f. 29-10-2002).

7 · Subs. by s. 24, ibid., for “the said Presiding Officer” (w.e.f. 29-10-2002).

8 · Subs. by Act 7 of 2017 , s.148, for sub -section (2) (w.e.f. 26-5-2017)

2 · [15QA . Qualifications, terms and conditions of service of Presiding Officer and Member. — Notwithstanding anything contained in this Act, the qualifications, appointment, term of office, salaries and allowances, resignation, removal and the other terms and conditions of service of the Presiding Officer and other Members of the Appellate Tribunal appointed after the commencement of 3 [the Tribunals Reforms Act, 2021, shall be governed by the provisions of Chapter II of the said Act]:

15R · Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings . — No order of the Central Government appointing any person as the 4 [Presiding Officer or a Member] of a Securities Appellate Tribunal shall be called in question in any manner, and no act or proceeding before a Securities Appellate Tribunal shall be called in question in any manner on the ground merely of any defect in the constitution of a Securities Appellate Tribunal.

15S · Staff of the Securities Appellate Tribunal . — (1) The Central Government shall provide the Securities Appellate Tribunal with such officers and employees as that Government may think fit.

15T · Appeal to the Securities Appellate Tribunal . — 5 [(1) Save as provided in sub-section (2), any person aggrieved,—

7 · [(c) by an order of the Insurance Regulatory and Development Authority or the Pension Fund Regulatory and Development Authority,]

1 · Subs. by Act 59 of 2002 , s. 24, for "aforesaid Presiding Officer" (w.e.f. 29-10-2002).

2 · Ins. by Act 7 of 2017 , s.178 (w.e.f. 26-5-2017)

3 · Subs. by Act 33 of 2021, s. 17, for "Part XIV of Chapter VI of the Finance Act, 2017, shall be governed by the provisions of section 184 of that Act" (w.e.f. 4-4-2021).

4 · Subs. by Act 59 of 2002 , s. 25, for "Presiding Officer" (w.e.f. 29-10-2002).

5 · Subs. by Act 32 of 1999, s. 9, for sub-section (1) (w.e.f. 16-12-1999).

6 · Subs. by Act 7 of 2017 , s. 148, "under this Act," (w.e.f. 26-5-2017)

7 · Ins. by s.148 , ibid . (w.e.f. 26-5-2017)

8 · Sub -section (2) omitted by Act 27 of 2014, s. 18 (w.e.f. 18-7-2013).

9 · . Subs. by Act 32 of 1999, s. 9, for "a copy of the order made , by the adjudicating officer" (w.e.f. 16-12-1999). 10 . Ins. by Act 7 of 2017 , s.148 (w.e.f. 26-5-2017) .

15U · Procedure and powers of the Securities Appellate Tribunal . — (1) The Securities Appellate Tribunal shall not be bound by the procedure laid down by the code of Civil Procedure, 1908 (5 of 1908) , but shall be guided by the principles of natural justice and, subject to the other provisions of this Act and of any rules, the Securities Appellate Tribunal shall have powers to regulate their own procedure including the places at which they shall have their sittings.

2 · [(4) Where Benches are constituted, the Presiding Officer of the Securities Appellate Tribunal may, from time to time make provisions as to the distribution of the business of the Securities Appellate Tribunal amongst the Benches and also provide for the matters which may be dealt with, by each Bench.

1 · Subs. by Act 32 of 1999, s. 9, for “parties” (w.e.f. 16-12-1999).

2 · . Ins. by Act 7 of 2017 , s.148 (w.e.f. 26-5-2017).

1 · [15V. Right to legal representation . — The appellant may either appear in person or authorise one or more chartered accountants or company secretaries or cost accountants or legal practitioners or any of its officers to present his or its case before the Securities Appellate Tribunal.

15W · Limitation . — The provisions of the Limited Act, 1963 (36 of 1963), shall, as far as may be, apply to an appeal made to a Securities Appellate Tribunal.

2 · [15X. Presiding Officer, Members and staff of Securities Appellate tribunal to be public servants . — The Presiding Officer, Members and other officers and employees of a Securities Appellate Tribunal shall be deemed to be public servants within the meaning of section 21 of the Indian Penal Code (45 of 1860) . ]

15Y · Civil Court not to have jurisdiction . —N —No civil court shall have jurisdiction to entertain any suit or proceeding in respect of any matter which an adjudication officer appointed under this Act or a Securities Appellate Tribunal constituted under this Act is empowered by or under this Act to determine and no injunction shall be granted by any court or other authority in respect of any action taken or to be taken in pursuance of any power conferred by or under this Act.

3 · [15Z. Appeal to Supreme Court . —A —Any person aggrieved by any decision or order of the Securities Appellate Tribunal may file an appeal to the Supreme Court within sixty days from the date of communication of the decision or order of the Securities Appellate Tribunal to him on any question of law arising out of such order:

16 · Power to Central Government to issue directions . — (1) Without prejudice to the foregoing provisions of this Act, the Board shall, in exercise of its powers or the performance of its functions under 4 [this Act or the Depositories Act, 1996 (22 of 1996)], be bound by such directions on questions of policy as the Central Government may give in writing to it from time to time:

1 · Subs. by Act 32 of 1999, s. 10, for section 15V (w.e.f. 16-12-1999).

2 · . Subs. by Act 59 of 2002, s. 26, for section 15X (w.e.f. 29-10-2002).

3 · Subs. by s. 27, ibid., for section 15Z (w.e.f. 29-10-2002).

4 · Subs. by Act 22 of 1996, s. 30 and the Schedule, for “this Act” (w.e.f. 20-9-1995).

17 · Power of Central Government to supersede the Board . — (1) If at any time the Central Government is of opinion—

18 · Returns and reports . — (1) The Board shall furnish to the Central Government at such time and in such form and manner as may be prescribed or as the Central Government may direct, such returns and statements and such particulars in regard to any proposed or existing programme for the promotion and development of the securities market, as the Central Government may, from time to time, require.

19 · Delegation . — The Board may, by general or special order in writing delegate to any member, officer of the Board or any other person subject to such conditions, if any, as may be specified in the order, such of its powers and functions under this Act (except the powers under section 29) as it may deem necessary.

20 · Appeals . — (1) Any person aggrieved by 2 [an order of the Board made, before the commencement of the Securities Laws (Second Amendment) Act, 1999 (32 of 1999) , ] under this Act, or the rules or

1 · Subs. by Act 9 of 1995, s. 10, for “sixty days” (w.e.f. 25-1-1995).

2 · Subs. by Act 32 of 1999, s. 11, for “an order of the Board made” (w.e.f. 16-12-1999).

1 · [20A. Bar of jurisdiction . —N —No order passed by the 2 [Board or the adjudicating officer] under this Act shall be appealable except as provided in 3 [section 15T or section 20] and no civil court shall have jurisdiction in respect of any matter which the 4 [Board or the adjudicating officer] is empowered by, or under, this Act to pass any order and no injunction shall be granted by any court or other authority in respect of any action taken or to be taken in pursuance of any order passed by the 4 [Board or the adjudicating officer] by, or under, this Act.]

21 · Savings . —N —Nothing in this Act shall exempt any person from any suit or other proceedings which might, apart from this Act, be brought against him.

22 · Members, officers and employees of the Board to be public servants . —A —All members, officers and other employees of the Board shall be deemed, when acting or purporting to act in pursuance of any of the provisions of this Act, to be public servants within the meaning of section 21 of the Indian Penal Code (45 of 1860).

23 · Protection of action taken in good faith . —N —No suit, prosecution or other legal proceedings shall lie against the Central Government 4 [or Board] or any officer of the Central Government or any member, officer or other employee of the Board for anything which is in good faith done or intended to be done under this Act or the rules or regulations made thereunder.

5 · [24. Offences . — (1) Without prejudice to any award of penalty by the adjudicating officer 6 [or the Board] under this Act, if any person contravenes or attempts to contravene or abets the contravention of the provisions of this Act or of any rules or regulations made thereunder, he shall be punishable with imprisonment for a term which may extend to 7 [ten years, or with fine, which may extend to twenty-five crore rupees or with both] .

11 · [24A. Composition of certain offences.—Notwithstanding anything contained in the Code of Criminal Procedure, 1973 (2 of 1974), any offence punishable under this Act, not being an offence punishable with imprisonment only, or with imprisonment and also with fine, may either before or after the institution of any proceeding, be compounded by a Securities Appellate Tribunal or a court before which such proceedings are pending.

1 · Ins. by Act 9 of 1995, s. 11 (w.e.f. 25-1-1995).

2 · Subs. by Act 32 of 1999, s. 12, for “Board” (w.e.f. 16-12-1999).

3 · Subs. by s. 12, ibid., for “section 20” (w.e.f. 16-12-1999).

4 · Ins. by Act 9 of 1995, s. 12 (w.e.f. 25-1-1995).

5 · Subs. by s. 13, ibid., for section 24 (w.e.f. 25-1-1995).

6 · Ins. by Act 13 of 2018, s. 187 (w.e.f. 8-3-2019).

7 · Subs. by Act 59 of 2002, s. 28, for “one year, or with fine, or with both” (w.e.f. 29-10-2002).

8 · . Ins. by Act 13 of 2018, s. 187 (w.e.f. 8-3-2019).

9 · The words “of his” omitted by s. 187, ibid. (w.e.f. 8-3-2019).

10 · Subs. by Act 59 of 2002, s. 28, for certain words (w.e.f. 29-10-2002).

11 · Ins. by s. 29, ibid. (w.e.f. 29-10-2002).

24B · Power to grant immunity.—(1) The Central Government may, on recommendation by the Board, if the Central Government is satisfied, that any person, who is alleged to have violated any of the provisions of this Act or the rules or the regulations made thereunder, has made a full and true disclosure in respect of the alleged violation, grant to such person, subject to such conditions as it may think fit to impose, immunity from prosecution for any offence under this Act, or the rules or the regulations made thereunder or also from the imposition of any penalty under this Act with respect to the alleged violation:

25 · Exemption from tax on wealth and income.—Notwithstanding anything contained in the Wealth -tax Act, 1957 (27 of 1957), the Income-tax Act, 1961 (43 of 1961) or any other enactment for the time being in force relating to tax on wealth, income, profits or gains—

26 · Cognizance of offences by courts . — (1) No court shall take cognizance of any offence punishable under this Act or any rules or regulations made thereunder, save on a complaint made by the Board 1*** .

3 · [26A. Establishment of Special Courts.—(1) The Central Government may, for the purpose of providing speedy trial of offences under this Act, by notification, establish or designate as many Special Courts as may be necessary.

26B · Offences triable by Special Courts.—Notwithstanding anything contained in the Code of Criminal Procedure, 1973 (2 of 1974), all offences under this Act committed prior to the date of commencement of the Securities Laws (Amendment) Act, 2014 (27 of 2014) or on or after the date of such commencement, shall be taken cognizance of and tried by the Special Court established for the area in which the offence is committed or where there are more Special Courts than one for such area, by such one of them as may be specified in this behalf by the High Court concerned.

1 · The words “with the previous sanction of the Central Government” omitted by Act 9 of 1995, s. 14 (w.e.f. 25-1-1995).

2 · Sub -section (2) omitted by Act 27 of 2014, s. 19 (w.e.f. 18-7-2013).

3 · Ins. by s. 20 , ibid. (w.e.f. 18-7-2013).

26C · Appeal and revision.—The High Court may exercise, so far as may be applicable, all the powers conferred by Chapters XXIX and XXX of the Code of Criminal Procedure, 1973 (2 of 1974) on a High Court, as if a Special Court within the local limits of the jurisdiction of the High Court were a Court of Session trying cases within the local limits of the jurisdiction of the High Court.

26D · Application of Code to proceedings before Special Court.—(1) Save as otherwise provided in this Act, the provisions of the Code of Criminal Procedure, 1973 (2 of 1974) shall apply to the proceedings before a Special Court and for the purposes of the said provisions, the Special Court shall be deemed to be a Court of Session and the person conducting prosecution before a Special Court shall be deemed to be a Public Prosecutor within the meaning of clause (u) of section 2 of the Code of Criminal Procedure, 1973 (2 of 1974) .

26E · Transitional provisions.—Any offence committed under this Act, which is triable by a Special Court shall, until a Special Court is established, be taken cognizance of and tried by a Court of Session exercising jurisdiction over the area, notwithstanding anything contained in the Code of Criminal Procedure, 1973 (2 of 1974):

27 · 1 [Contravention by companies] . — (1) Where 2 [a contravention of any of the provisions of this Act or any rule, regulation, direction or order made thereunder] has been committed by a company, every person who at the time the 3 [contravention] was committed was in charge of, and was responsible to, the company for the conduct of the business of the company, as well as the company, shall be deemed to be guilty of the offence and shall be liable to be proceeded against and punished accordingly:

28 · [Power to exempt . ] Omitted by the Securities Laws (Amendment) Act, 1995 (9 of 1995) , s . 15 (w.e.f. 25-1-1995).

4 · [28A. Recovery of amounts.—(1) If a person fails to pay the penalty imposed 5 [under this Act] or fails to comply with any direction of the Board for refund of monies or fails to comply with a direction of disgorgement order issued under section 11B or fails to pay any fees due to the Board, the Recovery Officer may draw up under his signature a statement in the specified form specifying the amount due from the person (such statement being hereafter in this Chapter referred to as certificate) and shall proceed to recover from such person the amount specified in the certificate by one or more of the following modes, namely:—

1 · Subs. by Act 13 of 2018, s. 188, for marginal heading (w.e.f. 8-3-2019).

2 · Subs. by s. 188, ibid., for “an offence under this Act” (w.e.f. 8-3-2019).

3 · Subs. by s. 188, ibid., for "offence " (w.e.f. 8-3-2019).

4 · Ins. by Act 27 of 2014, s. 21 (w.e.f. 18-7-2013).

5 · Subs. by Act 13 of 2018, s. 189, for “by the adjudicating officer” (w.e.f. 8-3-2019).

1 · [Explanation 4. —The interest referred to in section 220 of the Income-tax Act, 1961 shall commence from the date the amount became payable by the person.]

2 · [28B. Continuance of proceedings . — (1) Where a person dies, his legal representative shall be liable to pay any sum which the deceased would have been liable to pay, if he had not died, in the like manner and to the same extent as the deceased:

1 · . The Explanation ins. by Act 21 of 2019, s. 42 and the Second Schedule (w.e.f. 21-2-2019).

2 · Ins. by Act 13 of 2018, s. 190 (w.e.f. 8-3-2019).

1 · [28C. Powers of Board not to apply to International Financial Services Centre . — Notwithstanding anything contained in any other law for the time being in force, the powers exercisable by the Board under this Act,—

29 · Power to make rules . — (1) The Central Government may, by notification, make rules for carrying out the purposes of this Act.

3 · [(da) the manner of inquiry under sub-section (1) of section 15-I;

30 · Power to make regulations . — (1) The Board may, 6*** by notification, make regulations consistent with this Act and the rules made thereunder to carry out the purposes of this Act.

1 · Ins. by Act 50 of 2019, s. 33 and the second Schedule (w.e.f. 1-10-2020).

2 · . Clause (c) omitted by Act 9 of 1995, s. 16 (w.e.f. 25-1-1995).

3 · Ins. by s. 16, ibid. (w.e.f. 25-1-1995).

4 · Subs. by Act 59 of 2002, s. 31, for “Presiding Officers” (w.e.f. 29-10-2002).

5 · Subs. by s. 31, ibid., for “Presiding Officers” (w.e.f. 29-10-2002).

6 · The words “with the previous approval of the Central Government” omitted by Act 9 of 1995, s. 17 (w.e.f. 25-1-1995).

1 · [(c) the matters relating to issue of capital, transfer of securities and other matters incidental thereto and the manner in which such matters shall be disclosed by the companies under section 11A;

2 · [(ca) the utilisation of the amount credited under sub-section (5) of section 11;

3 · [(da) the terms determined by the Board for settlement of proceedings under sub-section (2) and the procedure for conducting of settlement proceedings under sub-section (3) of section 15JB;

31 · Rules and regulations to be laid before Parliament . — Every rule and every regulation made under this Act shall be laid, as soon as may be after it is made, before each House of Parliament, while it is in session, for a total period of thirty days which may be comprised in one session or in two or more successive sessions, and if, before the expiry of the session immediately following the session or the successive sessions aforesaid, both Houses agree in making any modification in the rule or regulation or both Houses agree that the rule or regulation should not be made, the rule or regulation shall thereafter have effect only in such modified form or be of no effect, as the case may be; so, however, that any such modification or annulment shall be without prejudice to the validity of anything previously done under that rule or regulation.

32 · Application of other laws not barred . — The provisions of this Act shall be in addition to, and not in derogation of, the provisions of any other law for the time being in force.

34 · Power to remove difficulties . — (1) If any difficulty arises in giving effect to the provisions of this Act, the Central Government may, by order, published in the Official Gazette, make such provisions not inconsistent with the provisions of this Act as may appear to be necessary for removing the difficulty:

4 · [34A. Validation of certain acts.—Any act or thing done or purporting to have been done under the principal Act, in respect of calling for information from, or furnishing information to, other authorities, whether in India or outside India, having functions similar to those of the Board and in respect of settlement of administrative and civil proceedings, shall, for all purposes, be deemed to be valid and effective as if the amendments made to the principal Act had been in force at all material times.]

35 · Repeal and saving . — (1) The Securities and Exchange Board of India Ordinance, 1992 (Ord . 5 of 1992), is hereby repealed.

1 · Subs. by Act 9 of 1995, s. 17 , for clause (c) (w.e.f. 25-1-1995).

2 · Ins. by Act 27 of 2014, s. 22 (w.e.f. 18-7-2013).

3 · . Ins. by s. 22, ibid. (w.e.f. 18-7-2013).

4 · Ins. by s. 23, ibid. (w.e.f. 18-7-2013).

Subordinates (410)

SEBI/HO/CFD/PoD -1/P/CIR/2024/072

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SEBI/HO/IMD/IMD -PoD -2/P/CIR/2025/6

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SEBI/HO/RRD_PoD_TPD/P/CIR/2025/05

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Rule -1, SEBI (TERMS AND CONDITIONS OF SERVICE OF CHAIRMAN AND MEMBERS) RULES, 1992

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SECURITIES CONTRACTS (REFERENCE TO THE COMPANY LAW BOARD) RULES, 1986 Whereas certain draft rules were published as required by sub-section

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DEPUTY GENERAL MANAGER ALTERNATIVE INVESTMENT FUND AND FOREIGN PORTFOLIO INVESTOR DEPARTMENT DIVISION OF POLICY AND DEVELOPMENT

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SEBI/HO/DDHS/DDHS -PoD -1/P/CIR/2025/83

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SEBI/HO/CFD/CFD -PoD -1/P/CIR/2024/177

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OTHER RULES & REGULATIONS

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SEBI/HO/MRD/POD - III/CIR/P/2024/127

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Securities and Exchange Board of India (Aid for Legal Proceedings) Guidelines, 2009.

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SECURITIES AND EXCHANGE BOARD OF INDIA (APPEAL TO CENTRAL GOVERNMENT) RULES, 1993

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SEBI/HO/ITD -1/ITD_VIAP/P/CIR/2025/131

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/94

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/91

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OTHER RULES & REGULATIONS

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SEBI/HO/CFD/CFD -PoD -2/P/CIR/2024/0161

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Short title and commencement.

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/57

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HO/38/13/11(2)2026-MIRSD-POD/ I/3750/2026

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SEBI/HO/MRD/PoD1/CIR/P/2025/16

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HO/47/11/11(3)2025-MRD-POD2/I/2765/2026

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SECURITIES AND EXCHANGE BOARD OF INDIA (DISCLOSURE AND INVESTOR PROTECTION) GUIDELINES, 2000

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Securities and Exchange Board of India

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SECURITIES AND EXCHANGE BOARD OF INDIA (EMPLOYEE STOCK OPTION SCHEME AND EMPLOYEE STOCK PURCHASE SCHEME) GUIDELINES, 1999

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SEBI/HO/DDHS -PoD -2/P/CIR/2025/99

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ule -1, Securities Transaction Tax Rules, 2004

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HO/24/13/12(4)2025-IMD-POD-1/I/2062/2026

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SEBI/HO/IMD/IMD -PoD -1/P/CIR/2025/115

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SECURITIES AND EXCHANGE BOARD OF INDIA (GRANT OF REWARD TO INFORMANT UNDER RECOVERY PROCEEDINGS) GUIDELINES, 2023

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SEBI/HO/MRD/TPD -1/P/CIR/2025/79

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MASTER CIRCULAR1

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SEBI/HO/DDHS/DDHS -PoD -2/P/CIR/2025/64

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SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/95 June 27, 2025

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SEBI/HO/AFD/AFD -POD -2/P/CIR/2024/104

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SEBI/HO/AFD/AFD -PoD -3/P/CIR/2024/156

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SEBI/HO/MIRSD/MIRSD - PoD1/P/CIR/2024/136

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SEBI/HO/MRD/TPD/P/CIR/2024/167 November 28, 2024

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ule -1, Securities Transaction Tax Rules, 2004

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SEBI/HO/AFD/AFD - POD - 1/P/CIR/2025/128

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Short title and commencement.

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/113

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SEBI/HO/IMD/IMD -PoD -1/P/CIR/2025/107

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OTHER RULES & REGULATIONS

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* SECURITIES CONTRACTS (REGULATION) RULES, 1957

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Securities and Exchange Board of India

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THE GAZETTE OF INDIA EXTRAORDINARY PART – – III – – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JANUARY 21 , 2013 SECURITIES AND EXCHANGE BO

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SEBI/HO/IMD/PoD2/P/CIR/2024/174

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InfoBeans Technologies Limited

Type: informal_guidance · UID: 271b9c1184fdd7c9da7dfdd22fd11ee0530b23cd · PDF: yes · Text: yes · Rule index: yes

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DEPOSITORIES (APPEAL TO SECURITIES APPELLATE TRIBUNAL) RULES, 2000

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THE GAZETTE OF INDIA

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THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, MAY 26, 2008 SECURITIES AND EXCHANGE BOARD OF IN

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HO/17/11/12(3)2025-DDHS-POD1/ I/144/ 2025

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HO/47/15/11(1)2025-MRD-TPD1/ I/63/2025

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HO/49/14/14(6)2025-CFD-PoD1/I/2771/2026

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SEBI/HO/AFD - 1/AFD - 1 - PoD/P/CIR/2024/100

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SEBI/HO/ISD/ISD -PoD -2/P/CIR/2024/180

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THE GAZETTE OF INDIA

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THE GAZETTE OF INDIA

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HO/47/15/11(2)2025-MRD-TPD1/ I/4226/2026 February 5, 2026

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SEBI/HO/AFD/AFD - POD - 1/P/CIR/2024/135

Type: guidelines · UID: 3049af5f62e3a9bf2842908d6bcfc3656d8bfffd · PDF: yes · Text: yes · Rule index: yes

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SECURITIES APPELLATE TRIBUNAL (SALARIES AND ALLOWANCES AND OTHER CONDITIONS OF SERVICE OF THE OFFICERS AND EMPLOYEES) RULES, 1997

Type: rules · UID: 309585b6a08dc605884bb1e7e6497bde4b0a0625 · PDF: yes · Text: yes · Rule index: yes

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Deputy General Manager Corporation Finance Department Policy and Development – 2 rajkd@sebi.gov.in 022 -26449253

Type: informal_guidance · UID: 315e67aa52574e60169328376c44ef52bba8a0eb · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/MRD - PoD - 2/P/CIR/2024/131

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COMPANIES (ISSUE OF GLOBAL DEPOSITORY RECEIPTS) RULES, 2014 NOTIFICATION NO. GSR 252(E) [F.NO.1/21/13-CL-V], DATED 31-3-2014

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ule-1, Securities Transaction Tax Rules, 2004

Type: rules · UID: 33eae9074d451f35a050040425498bcd9dcfcc2b · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/PoD2/P/CIR/2024/125 September 20, 2024

Type: circulars · UID: 349f6612f1b5903bb8c2dab30dda011e5f3b07f7 · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA (FORM OF ANNUAL STATEMENT OF

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SECURITIES AND EXCHANGE BOARD OF INDIA (DISCLOSURE AND INVESTOR PROTECTION) GUIDELINES, 2000

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SECURITIES AND EXCHANGE BOARD OF INDIA (EMPLOYEES' SERVICE) REGULATIONS , 2001

Type: regulations · UID: 3529aef2f861ae6b43fe832b41548196685dfa3b · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD/AFD-PoD-3/P/CIR/2024/121 September 13, 2024

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SEBI/HO/MIRSD/ MIRSD-PoD/P/CIR/2025/116

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SEBI/HO/MRD/TPD -1/P/CIR/2024/132

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SEBI/HO/AFD/AFD -POD -3/P/CIR/2024/152

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SEBI/HO/AFD/AFD - POD - 1/P/CIR/2025/136

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HO/13/19/13(2)2025-ITD-1_VIAP/I/187/2025

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All Recognised Stock Exchanges

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SEBI/HO/MIRSD/PODFATF/P/CIR/2025/62

Type: guidelines · UID: 3a0ed8db235e4726447ca57f421d63cc87cf673c · PDF: yes · Text: yes · Rule index: yes

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*SECURITIES CONTRACTS (REGULATION) RULES, 1957

Type: rules · UID: 3a2e8f4f8fcc8406c767759b3fd4a3cdf0f258eb · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -2/P/CIR/2024/115

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SECURITIES AND EXCHANGE BOARD OF INDIA (Terms and Conditions of Service f Chairman and Members) Rules, 1992 (As amended upto March, 2018)

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SEBI/HO/IMD/PoD2/P/CIR/2025/92

Type: regulations · UID: 3de63cc9f65cf218b02b1344338d1341353352c7 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/PoD1/CIR/P/2024/106

Type: circulars · UID: 3e20402e455f2d6e180d5689a620a8c6ae08145a · PDF: yes · Text: yes · Rule index: yes

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CMS Info Systems Limited

Type: informal_guidance · UID: 3ef251cad562f372906fdd626a619ecf20ac088f · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/PoD1/P/CIR/2025/21

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Securities and Exchange Board of India

Type: guidelines · UID: 41c1a246effab1ee0b0353237c53d931706fd27f · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA (DELISTING OF SECURITIES) GUIDELINES - 2003

Type: guidelines · UID: 42408fef8c42b537b38d43ae2d12363152c52a2b · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -3/P/CIR/2024/160

Type: regulations · UID: 428458976eb78a3f69c8cd3324894b2e8403a678 · PDF: yes · Text: yes · Rule index: yes

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HO/24/13/12(1)2025-IMD-POD-2/I/157/2025

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/118

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SEBI/HO/MRD/TPD/CIR/P/2025/ 122

Type: rules · UID: 43978abcc80008fbbeaedaff4bdce44ef52961cd · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA MARKET REGULATION DEPARTMENT

Type: guidelines · UID: 43999aa985b38ef26978410104af6e1cefd5ec9a · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -2/P/CIR/2024/114

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HO/49/11/11(106)2025-CFD-RAC-DIL3/I/1796/2026 January 02, 2026

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SEBI/HO/DDHS/DDHS -PoD -2/P/CIR/2025/88

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HO/47/11/12(1)2025-MRD-POD3

Type: rules · UID: 45f2a8a1237b47facaad088e445a60fd6f84af6c · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS, 1999

Type: regulations · UID: 46a675442adde03917798cf99ec77a5fed87735e · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD2/PoD-2/CIR/P/2023/171

Type: master_circulars · UID: 47b93740564a49141c7811ae2572be7bea4afd4d · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: regulations · UID: 48a88cce1780d883a629419ee345de87e336e636 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169

Type: master_circulars · UID: 499444ca7bed869ed83199cba660f884feee136a · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -POD2/P/CIR/2025/101

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Securities and exchange board of India (Procedure for Board Meetings) Regulations, 2001

Type: regulations · UID: 4be0d6627c21c673d8b96e05a39002c887271771 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/TPD -1/P/CIR/2024/124

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SEBI/HO/ISD/ISD -PoD -2/P/CIR/2024/126

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SEBI/HO/MRD/MRD -PoD -1/P/CIR/2025/087

Type: regulations · UID: 4c9f66fe59c96f511aadb7203812779eea431fb2 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/ ITD -1/ITD_CSC_EXT/P/CIR/2025/119

Type: rules · UID: 4d865a28244f85f5c0ea66a703eb5e453d6b06fc · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: regulations · UID: 506c8937fda848e3392c172cb9217093b0c639ac · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD -PoD -1/P/CIR/2024/53

Type: master_circulars · UID: 50d5050cf3732b00ad668cb7bca2ec5c2977353d · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSDSECFATF/P/CIR/2024/78

Type: master_circulars · UID: 51681146cf0861419234b561537c69cb096061e3 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DEPA - II/DEPA - II_SRG/P/CIR/2024/178

Type: regulations · UID: 51eeeff3271e7dcce550f70a377f51f8a0866d93 · PDF: yes · Text: yes · Rule index: yes

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Securities and Exchange Board of India

Type: guidelines · UID: 51f996905a3ce4e00727d12611b7acfb2320ce68 · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA (APPEAL TO CENTRAL GOVERNMENT) RULES, 1993

Type: rules · UID: 529a8dd37312a345bfbb130382f431e02b4ef95e · PDF: yes · Text: yes · Rule index: yes

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HO/38/13/11(3)2025-MIRSD-POD/I/1102/2025

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DEPUTY GENERAL MANAGER

Type: informal_guidance · UID: 53c92fa2d437d97d2b5b09d07b0f62d160a71076 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/TPD/P/CIR/2024/119

Type: circulars · UID: 54251d763780e4c9305013cbae38a6464cdff7a3 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/CFD/CFD -PoD -2/P/CIR/2025/135

Type: rules · UID: 548577915024f503c5d261cc8211d0faa5597bed · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD/PoD - 1/P/CIR/2024/123

Type: circulars · UID: 559ff2d960dd01c1af5a270876604587d897b064 · PDF: yes · Text: yes · Rule index: yes

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Gujarat Gas Limited

Type: informal_guidance · UID: 55eb959db8c01cf8231fb21d62654ac829a75f24 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHSPOD1/P/CIR/2025/72

Type: guidelines · UID: 55fcd628e0df377dd61cd1c615dea84605e6f19c · PDF: yes · Text: yes · Rule index: yes

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COMPANIES (SHARE CAPITAL AND DEBENTURES) RULES, 2014

Type: 7aa6efb14dbe75e0359db847ac9ee36890a126f4 · UID: 56c68d7c46189fb9004b6cbcde2f62dd5dc1509b · PDF: yes · Text: yes · Rule index: yes

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HO/47/12/11(5)2025-MRD-POD3/I/196/2025

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SHARE CAPITAL & DEBENTURES

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THE GAZETTE OF INDIA EXTRAORDINARY PART III – – SECTION 4 PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION

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SEBI/HO/CFD/PoD -1/P/CIR/2023/157

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OTHER RULES & REGULATIONS

Type: 05b123441e761f87435d52ac50aafe6e9e435cce · UID: 5a1a78e87e2336d8f789c487086f5fb872ca735b · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/97

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SECURITIES AND EXCHANGE BOARD OF INDIA (CUSTODIAN) REGULATIONS, 1996

Type: regulations · UID: 5b352aeeecb73d0d9ef517257a9f50d87a2753d6 · PDF: yes · Text: yes · Rule index: yes

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Securities and exchange board ofIndia (Procedure for Board Meetings) Regulations , 2001

Type: d58bda74f77b31e4c9f32b82966a75aea9c617a2 · UID: 5b358531782ec47e1eb72938c018f26993ae9fd6 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/MRD -PoD -2/P/CIR/2024/137

Type: guidelines · UID: 5dc941f7737226c100c5092f7ffb1b274c6e3193 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/PODFATF/P/CIR/2025/123 September 05, 2025

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SEBI/HO/IMD/PoD1/CIR/P/2024/150

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SEBI/HO/ISD/ISD -PoD -2/P/CIR/2025/55

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SEBI/HO/CFD/CFD -PoD -2/P/CIR/2025/18

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MASTER CIRCULAR FOR ESG RATING PROVIDERS

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SECURITIES CONTRACTS (REFERENCE TO THE COMPANY LAW BOARD) RULES, 1986*

Type: rules · UID: 6156e24888b2cb2edccc07a411fe7c697e05b80b · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -2/P/CIR/2025/114

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SEBI/HO/CFD/PoD -1/P/CIR/2024/0154

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Short title, and commencement

Type: 7ce16550f5663cac910384d9f7d2615db3567b78 · UID: 62c868dfc516766a692c1cbd8a8e79824f942652 · PDF: yes · Text: yes · Rule index: yes

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MASTER CIRCULAR FOR ESG RATING PROVIDERS

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Securities and Exchange Board of India

Type: rules · UID: 63148bd8f496339fd38846dc3b41f2de2ed90ada · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS -PoD -2/P/CIR/2025/102

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SEBI/HO/MRD/POD - 3/P/CIR/2024/162

Type: regulations · UID: 63dac2963c89107d48fb8e87849778ff6e06366a · PDF: yes · Text: yes · Rule index: yes

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HO/38/12/11(1)2025-MIRSD-POD/ I/71/2025

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Short title and commencement.

Type: regulations · UID: 66230aa21b46c9342ad4f8666890ae8e24aff3ab · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS - PoD - 2/P/CIR/2024/108

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SEBI/HO/DDHS -PoD -2/P/CIR/2024/43

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SECURITIES AND EXCHANGE BOARD OF INDIA (DISCLOSURE AND INVESTOR PROTECTION) GUIDELINES, 2000

Type: guidelines · UID: 6870ab7f649911359773ede0a3891455436e1c39 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/CFD/CFD -PoD -2/P/CIR/2025/93

Type: regulations · UID: 69e09886d09fc5d943f26c6063da7dad115520b9 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -POD3/P/CIR/2024/102

Type: circulars · UID: 6a11da63e6941492e739ee44a818896a23900772 · PDF: yes · Text: yes · Rule index: yes

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Deputy General Manager Policy and Development - 2 Corporation Finance Department rajkd@sebi.gov.in 022 -26449253

Type: informal_guidance · UID: 6aa4fc19e659d87f92c2940c827c5b6c66290ef0 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

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THE GAZETTE OF INDIA

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SEBI/HO/AFD/AFD -POD -3/P/CIR/2024/176

Type: regulations · UID: 6ce853872550325ec439ec3df284d32398ee3a8e · PDF: yes · Text: yes · Rule index: yes

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HO/(83)2025-IMD-POD-1/I/2027/2026 January 07, 2026

Type: circulars · UID: 6d11c95cb535958b54ce6441c485f3628b1a1154 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -3/P/CIR/2024/97

Type: circulars · UID: 6e3198af73d52029eec48aae6ef0e8219309c059 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: f26a5feef9d26964ab57198dbc230645276e90ea · UID: 6e46e04a3bb9a785346a48b97432cc68f472ce74 · PDF: yes · Text: yes · Rule index: yes

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Rule 1, SEBI (TERMS AND CONDITIONS OF SERVICE OF CHAIRMAN AND MEMBERS) RULES; 1992 SECURITIES AND EXCHANGE BOARD OF INDIA TERMS AND CONDITIO

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SEBI/HO/MRD/POD 3/P/CIR/2025/69

Type: guidelines · UID: 6fc64740187e47c65efb999c716fdea17dafaab5 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -2/P/CIR/2025/89

Type: regulations · UID: 704318b8b77985ce1956c55e71a8832f58d158f6 · PDF: yes · Text: yes · Rule index: yes

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Securities and Exchange Board of India

Type: circulars · UID: 704c9fba807bcff7e96495938006828cb5e2a342 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2024/49 May 21, 2024

Type: master_circulars · UID: 724719ccf6c3570b4a2f1582d89e92c2602f8e59 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD/AFD -POD -3/P/CIR/2025/52

Type: guidelines · UID: 738bc2e9383279d208dec9f3a6b1adc6cc6790c1 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/147 October 25, 2024

Type: guidelines · UID: 73afb427b4a1291260049b293bd014caf1d659e5 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS - PoD - 2/P/CIR/2024/109

Type: circulars · UID: 73db277001b608293085d3f7b7853c558283ec3c · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD/AFD -PoD -3/P/CIR/2024/130

Type: guidelines · UID: 74ba6001415c384b74791b6a0c81ac411d24104f · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA (APPEAL TO CENTRAL GOVERNMENT) RULES, 1993

Type: 7c1085a0488efbeda4672b27702fa44a1821895b · UID: 74f1c56f8281402c9cb6e37c6d706790a5b2c842 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/109

Type: regulations · UID: 765ddfa936671b4aa4f8c475ac8ad6cb0e78d739 · PDF: yes · Text: yes · Rule index: yes

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SEBI/ HO/ AFD/ AFD – PoD -2/ P/ CIR/ 2024/40 May 10,2024

Type: master_circulars · UID: 768d0d383a67a22b11dc167cc3cbc1cef93b155d · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/130

Type: rules · UID: 76ad18aeff5fd82ab4fe5bab8ce81dba5e2625ad · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/MRD -PoD -2/P/CIR/2024/140

Type: guidelines · UID: 76ed19be53fea63c51d1849b2e43f6ccc2cffc54 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/90

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/81

Type: regulations · UID: 7807960ec929d7777f7d27d6bfa3378698f4645f · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS - PoD/P/CIR/2025/0000000137

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SEBI/HO/AFD/SEC -3/P/CIR2025/85

Type: regulations · UID: 795d874f898f203a23095690c7c9c32063aed1c9 · PDF: yes · Text: yes · Rule index: yes

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DEPUTY GENERAL MANAGER ALTERNATIVE INVESTMENT FUND AND FOREIGN PORTFOLIO INVESTOR DEPARTMENT DIVISION OF POLICY AND DEVELOPMENT

Type: informal_guidance · UID: 79aac171fe858c1771996278d3e11c698873ceeb · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD/PoD -1/P/CIR/2025/17

Type: rules · UID: 7a046db5e44dda0b49d6f9c7c3fc3f6831e70856 · PDF: yes · Text: yes · Rule index: yes

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COMPANIES (SHARE CAPITAL AND DEBENTURES) RULES, 2014

Type: rules · UID: 7aa6efb14dbe75e0359db847ac9ee36890a126f4 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/ISD/ISD -PoD -2/P/CIR/2024/99

Type: master_circulars · UID: 7b4a443b2743a90e04ad241eccd989a4aece5510 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/POD -III/CIR/P/2025/134

Type: rules · UID: 7beb7f60c78df4b34fc47d3ce88db0080a4f26bd · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA (APPEAL TO CENTRAL GOVERNMENT) RULES; 1993

Type: rules · UID: 7c1085a0488efbeda4672b27702fa44a1821895b · PDF: yes · Text: yes · Rule index: yes

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HO/49/14/14(7)2025-CFD-POD2/I/3762/2026

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THE GAZETTE OF INDIA

Type: regulations · UID: 7ce16550f5663cac910384d9f7d2615db3567b78 · PDF: yes · Text: yes · Rule index: yes

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HO/17/11/18(1)2025-DDHS-POD1/I/342/2025

Type: circulars · UID: 7cfd5dcb7c9b5449be43fc58c7c69b5dd8ce1331 · PDF: yes · Text: yes · Rule index: yes

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DEPOSITORIES (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES 1 [ *** ]) RULES, 2005

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SEBI/HO/MRD/TPD/CIR/P/2024/171

Type: regulations · UID: 7d4d13aebcb410679d22a64d31029829edc74c61 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD - PoD1/P/CIR/2025/22

Type: rules · UID: 7e688fb9d801c3025931145d37708ab9b8739938 · PDF: yes · Text: yes · Rule index: yes

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Foreign Portfolio Investors ("FPIs")

Type: master_circulars · UID: 7efdc25fea6316b61afe2a8eafc3aa5d95a0df87 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/IMD -RAC -1/P/CIR/2024/179

Type: regulations · UID: 7f20ec81a63b8687551568184abb4819f20bbe9a · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -2/P/CIR/2025/59

Type: guidelines · UID: 80027d0c95d5f40aa364baea12b9ba6aba0022b0 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/MRD -PoD -1/P/CIR/2024/87

Type: master_circulars · UID: 80782115f6f9c497ffbfed948bf79b70c34882c3 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -POD3/P/CIR/2024/47

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SEBI/HO/ITD -1/ITD_VIAP/P/CIR/2025/121

Type: rules · UID: 80fdae0386ab24c8a0b516885d9814db6e757f51 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/MRD -PoD -3/P/CIR/2024/172

Type: regulations · UID: 81a4a394de59e5e883d2551b340bfe69c77e7a10 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -3/P/CIR/2025/009

Type: rules · UID: 81daac056dfc3a1b42cc1b2408fa41f0d1b8c78e · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: regulations · UID: 84b4ab28203a33063f7d774a9f92b82771f35d8e · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -1/P/CIR/2024/141

Type: guidelines · UID: 84cf0464f16202c19b133ea9fae929d1c201779e · PDF: yes · Text: yes · Rule index: yes

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HO/19/34/11(9)2025-AFD-POD1/I/2286/2026

Type: circulars · UID: 853d9ec9679508365ccc64ed82d54660c8be73ea · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/IMD-SEC-3/P/CIR/2025/15

Type: rules · UID: 85c1b99eaf4a9f8811c40b79e0548726ca13a0f5 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA EXTRAORDINARY PART III -SECTION 4 PUBLISHED BY AUTHORITY

Type: regulations · UID: 86f15ace3d8188b80794ee17881dcc30f88f7bbc · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/146 October 24, 2024

Type: guidelines · UID: 8734f21f2d5fc541fcf07d884bbc825aa627ed94 · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA

Type: df76c9057b45ce7ca65189fd30afb9798000fc15 · UID: 87b18eeeb39fb01aff94e362baeaddb8ad672756 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/MRD-PoD-2/P/CIR/2023/166

Type: master_circulars · UID: 89f85cd952188cacb653bf4cd141d8e6d9616c7a · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -2/P/CIR/2025/68

Type: guidelines · UID: 8c2ba3ac24ad9fab823c8aa0c0b5435c079db560 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/ MIRSD-PoD/P/CIR/2025/105

Type: regulations · UID: 8d6c8962b407e515ef20409e9acc8b5e41a525b8 · PDF: yes · Text: yes · Rule index: yes

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DEPUTY GENERAL MANAGER

Type: informal_guidance · UID: 8dd8c16ebdcab9975176d23113e752f2c068294e · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD/PoD1/P/CIR/2023/130

Type: master_circulars · UID: 8e4dda45a077a5e03f2e4d8bc5128ff39b5c4726 · PDF: yes · Text: yes · Rule index: yes

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HO/17/11/24(1)2025-DDHS-POD1/I/491/2025

Type: circulars · UID: 8f59d5002ec3c11e99f624bb7707700e67b0c3ed · PDF: yes · Text: yes · Rule index: yes

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MASTER CIRCULAR FOR COMMODITY DERIVATIVES SEGMENT

Type: master_circulars · UID: 8fd6cf7504b24689fac8128e5e5e3026ed597425 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/TPD/CIR/P/2025/08

Type: rules · UID: 8feb7852eb0d4324baaf3803e140773a6408b2f0 · PDF: yes · Text: yes · Rule index: yes

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HO/42/36/12(4)2025-OIAE-IAD3

Type: circulars · UID: 90c7ae67faa17ababe97c45b027a7957ab0e9018 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: regulations · UID: 94b72a7990269b5fc0a0eaea1dfb441ca938afd4 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/14

Type: rules · UID: 94b794673d3436b39f4d99c3961938f57149f891 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS - PoD - 1/P/CIR/2024/173

Type: regulations · UID: 94f9cfbfb3f96e1d028c85b6d9cc370c787f59f9 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2024/50 May 21, 2024

Type: master_circulars · UID: 963caba3cb17060a446289949f11055ddfdce70b · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/POD -III/CIR/P/2025/12

Type: rules · UID: 971563e7944fa77b5e766a93bc0c238b591a1c86 · PDF: yes · Text: yes · Rule index: yes

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DEPUTY GENERAL MANAGER ALTERNATIVE INVESTMENT FUND AND FOREIGN PORTFOLIO INVESTOR DEPARTMENT DIVISION OF POLICY AND DEVELOPMENT

Type: informal_guidance · UID: 97ca0a86aff8060ffa8ddf59bddc9399852e8e39 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/IMD -I PoD -1/P/CIR/2024/163

Type: regulations · UID: 97d3254b2dd97046c5d6d88c5af1aa35b7ac2438 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/TPD/CIR/2025/10

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SEBI/HO/DDHS/DDHS - PoD - 1/P/CIR/2024/117

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SEBI/HO/DDHS -PoD -1/P/CIR/2025/117

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SEBI/HO/IMD/PoD2/P/CIR/2024/183 December 31, 2024

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SEBI/HO/CFD/CFD-PoD-1/P/CIR/2025/129 September 19, 2025

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THE GAZETTE OF INDIA EXTRAORDINARY PART – – III – – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, SEPTEMBER 26, 2014 SECURITIES AND EXCHANGE B

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HO/(83)2025-IMD-POD-1/I/152/2025

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Short title and commencement.

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/61

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SEBI/HO/DDHS/DDHS - PoD - 1/P/CIR/2024/142

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Ms. Rashmi Jain,

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SECURITIES AND EXCHANGE BOARD OF INDIA (BANKERS TO AN ISSUE) REGULATIONS, 1994

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SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/144

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THE GAZETTE OF INDIA EXTRAORDINARY PART III - SECTION 4 PUBLISHED BY AUTHORITY

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SEBI/HO/MRD/MRD - PoD - 2/P/CIR/2024/118

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SEBI/HO/ ITD -1/ITD_CSC_EXT/P/CIR/2025/96

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SEBI/HO/MRD/POD - III/CIR/P/2025/112

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SEBI/HO/IMD/IMD -PoD -1/P/CIR/2025/53

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* SECURITIES CONTRACTS (REGULATION) RULES, 1957

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SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES 1[***]) RULES, 1995

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SEBI/HO/DDHS/DDHS -PoD -1/P/CIR/2025/0000000073

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/80

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THE GAZETTE OF INDIA

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Securities and Exchange Board of India

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SEBI/HO/MRD/MRD - PoD - 3/P/CIR/2025/75

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SEBI/HO/IMD/IMD - POD - 1/P/CIR/2025/104

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SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN VENTURE CAPITAL INVESTORS) REGULATIONS, 2000

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MASTER CIRCULAR1

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SEBI/HO/AFD/AFD - POD - 1/P/CIR/2024/175

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THE GAZETTE OF INDIA

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SEBI/HO/MIRSD/MIRSD -PoD -1/P/CIR/2024/110

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SEBI/HO/AFD/AFD -POD -3/P/CIR/2024/145

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SEBI/HO/DDHS -PoD -2/P/CIR/2024/44

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HO/38/11/11(3)2025-MIRSD-POD/I/1101/2025

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All Social Enterprises All Recognized Stock Exchanges All Recognized Depositories All Merchant Bankers and Brokers registered with SEBI All

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SEBI/HO/IMD/PoD2/P/CIR/2025/56 April 22, 2025

Type: guidelines · UID: b0ebfb71141576d7faadfaddc07f3e6647aa852b · PDF: yes · Text: yes · Rule index: yes

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SECURITIES CONTRACTS (REFERENCE TO THE COMPANY LAW BOARD) RULES, 1986*

Type: 039ac459912941da4c5f3501042720285458f349 · UID: b1d156d5af12b3edeec30995e206439a6c6b3f6f · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/SECFATF/P/CIR/2025/74

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GAZETTE OF INDIA EXTRAORDINARY PART III – SECTION 4 PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION

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THE GAZETTE OF INDIA

Type: eda99aae1da4e226a5bb9d5e9271be186d8a7b56 · UID: b44ad23d7f1ca40f3db788209df7c9f5931f2b09 · PDF: yes · Text: yes · Rule index: yes

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HO/38/30/12(1)2025-MIRSD-SEC-FATF

Type: circulars · UID: b536e134bced518ef75e03558bcd07edf3ecb63e · PDF: yes · Text: yes · Rule index: yes

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SECURITIES CONTRACTS (REGULATION) (PROCEDURE FOR HOLDING INQUIRY AND IMPOSING PENALTIES 1 [ *** ]) RULES, 2005

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HO/38/12/11(1)2025-MIRSD-POD/ I/73/2025

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SECURITIES AND EXCHANGE BOARD OF INDIA (EMPLOYEE STOCK OPTION SCHEME AND EMPLOYEE STOCK PURCHASE SCHEME) GUIDELINES, 1999

Type: guidelines · UID: b5fdfff3cf6cbc43bf70f07df9655ebb98e89146 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/MRD - PoD - 2/P/CIR/2025/120

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HO/19/34/11(5)2025-AFD-POD1/I/188/2025

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Short title and commencement

Type: regulations · UID: b821f4b988c6d172e6776f00fdc9c1cc057f4eb7 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/PoD1/CIR/P/2025/24

Type: rules · UID: b8794c7634f9dbc0900660290b9979282a2f0032 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: 2c0c486fafb0f8c27d881d9e26ace007f2af5e26 · UID: b946430eb8dd795e90f465e2fe5bb251872e04bf · PDF: yes · Text: yes · Rule index: yes

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Short title and commencement

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THE GAZETTE OF INDIA

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/0000013

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All listed entities 1 All Recognized Stock Exchanges All the Depositories Other Stakeholders 2

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Deputy General Manager Corporation Finance Department Policy and Development – 2 rajkd@sebi.gov.in 022 -26449253

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SEBI/HO/MRD/MRD -TPD -1/P/CIR/2025/76

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All Recognized Stock Exchanges (including Commodity Derivatives)

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SEBI/HO/MRD/MRD -PoD -3/P/CIR/2024/139

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SECURITIES AND EXCHANGE BOARD OF INDIA (VAULT MANAGERS) REGULATIONS, 2021

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SECURITIES AND EXCHANGE BOARD OF INDIA (DISCLOSURE AND INVESTOR PROTECTION) GUIDELINES, 2000

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SEBI/HO/MIRSD/POD -1/P/CIR/2024/37

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SEBI/HO/IMD/IMD -RAC -3/P/CIR/2025/125

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SEBI/HO/MRD/MRD -PoD -3/P/CIR/2025/58

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HO/19/34/14(5)2025-AFD-POD2/I/2703/2026

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SEBI/HO/MIRSD/MIRSD -PoD1/P/CIR/2025/1

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SEBI/HO/AFD/AFD -POD -3/P/CIR/2025/71

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HO/17/11/12(3)2025-DDHS-POD1/ I/145/2025

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Securities and Exchange Board of India

Type: rules · UID: c6300037305bb495ae7e93be6b6a0f254f47ab96 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/IMD -PoD -1/P/CIR/2024/107

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SEBI/HO/AFD/AFD - POD - 1/P/CIR/2024/112

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SEBI/HO/CFD/CFD -PoD -2/P/CIR/2024/133

Type: guidelines · UID: caa62b4c7b196c9853d305ee7536cf8114213830 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/CFD/CFD -PoD -2/CIR/P/2024/185

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HO/38/44/12(1)2026-MIRSD-TPD1

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Short title and commencement.

Type: regulations · UID: cc2c1fa1bac793126ba132d7019632ab2d07d640 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD/AFD - PoD - 1/P/CIR/2025/066

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SEBI/HO/IMD/IMD -PoD -1/P/CIR/149

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HO/47/14/12(1)2026-MRD-POD2/I/4229/2026

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SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/90

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THE GAZETTE OF INDIA

Type: regulations · UID: ce6755702b856695aae81226f906ef7fc6cc2e70 · PDF: yes · Text: yes · Rule index: yes

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COMPANIES (SHARE CAPITAL AND DEBENTURES) RULES, 2014

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SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2025/110 July 30, 2025

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Securities and Exchange Board of India (Informal Guidance) Scheme, 2025

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SEBI/HO/MRD -PoD2/CIR/P/2024/153

Type: regulations · UID: d1f2c5640850c37d3ad197929ef9faffab000505 · PDF: yes · Text: yes · Rule index: yes

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HO/19/(8)2025-AFD-POD1/I/1266/2025

Type: circulars · UID: d2652ba709c5482549df5bc24748cf95a3d7bec5 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/IMD - POD - 1/P/CIR/2024/80

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THE GAZETTE OF INDIA EXTRAORDINARY

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Securities and exchange board OfIndia (Procedure for Board Meetings) Regulations, 2001

Type: regulations · UID: d58bda74f77b31e4c9f32b82966a75aea9c617a2 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD/AFD -PoD -3/P/CIR/2025/127

Type: rules · UID: d60698ec692af70d8b4916e4a4cc5224c5112d8b · PDF: yes · Text: yes · Rule index: yes

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1/P/CIR/2024/129 September 26, 2024

Type: guidelines · UID: d62622eea65cf91a533a848ea1eab3dc6295eaa2 · PDF: yes · Text: yes · Rule index: yes

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HO/17/11/12(3)2025-DDHS-POD1/ I/146/2025

Type: rules · UID: d627fae4eb8c8e605910b210cdaf5d9d7116794b · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MIRSD/MIRSD -PoD1/P/CIR/2024/169

Type: regulations · UID: d767e6bbac0acfe026d59b4c1d56635016db1de9 · PDF: yes · Text: yes · Rule index: yes

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DEPUTY GENERAL MANAGER

Type: informal_guidance · UID: dcf4fa22832d7fe10457a37567513d5f4c1cb034 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: ad81757dea13b270009fecd94d5e9817c7ca0ed3 · UID: ddb8f54b9c673714800338bca1b626aaf9c3c1b2 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -POD -1/P/CIR/2025/84

Type: regulations · UID: df146fe03de819f6145745fab91941b54f8f0f4b · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) REGULATIONS, 1993

Type: regulations · UID: df76c9057b45ce7ca65189fd30afb9798000fc15 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: regulations · UID: df9897fcaf151aa5e08689aad4323d3bc4d42ed3 · PDF: yes · Text: yes · Rule index: yes

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HO/38/13/(3)2026-MIRSD-POD/I/3763/2026

Type: circulars · UID: e056ce1396ee43c0f1c17dc109f6aaeccbc37070 · PDF: yes · Text: yes · Rule index: yes

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Short title and commencement

Type: regulations · UID: e0a8c69c0a27ad2832d5f12bc224c40df33ef310 · PDF: yes · Text: yes · Rule index: yes

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SECURITIES APPELLATE TRIBUNAL

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SEBI/HO/DDHS/PoD1/P/CIR/2024/54

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SEBI/HO/IMD/IMD -RAC/P/CIR/2025/54

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SEBI/HO/IMD/RAC/CIR/P/2025/ 0000000138

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SECURITIES AND EXCHANGE BOARD OF INDIA (APPEAL TO CENTRAL GOVERNMENT) RULES; 1993

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SECURITIES AND EXCHANGE BOARD OF INDIA (TERMS AND CONDITIONS OF SERVICE OF CHAIRMAN AND MEMBERS) RULES , 1992

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SEBI/HO/DDHS/DDHS - PoD - 2/P/CIR/2025/ 70

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/132

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/67

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SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2025/11

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SEBI/HO/MRD/MRD - PoD - 2/P/CIR/2024/116

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SEBI/HO/DDHS -PoD3/P/CIR/2024/46

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SEBI/HO/MRD/TPD -1/P/CIR/2024/138

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SEBI/HO/AFD/AFD - POD - 1/P/CIR/2025/126

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SEBI/HO/DEPA -II/DEPA -II_SRG/P/CIR/2025/86

Type: regulations · UID: eb30b0e794145ea779cf95224f17f52c88530304 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA

Type: regulations · UID: eb44a51f383862aab4a3b500551d36ae0ba6f73f · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS -PoD -3/P/CIR/2025/007

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Regulation - 1, Securities Contracts (Regulation) (Appeal to Securities Appellate ... SECURITIES CONTRACTS (REGULATION)

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THE GAZETTE OF INDIA

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SECURITIES AND EXCHANGE BOARD OF INDIA (INTERNATIONAL FINANCIAL SERVICES CENTRES) GUIDELINES, 2015

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CIR/CFD/PoD/2024/122

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/82

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SEBI/HO/AFD/AFD -POD -1/P/CIR/2024/111

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SECURITIES AND EXCHANGE BOARD OF INDIA (DISCLOSURE AND INVESTOR PROTECTION) GUIDELINES, 2000

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THE GAZETTE OF INDIA EXTRAORDINARY PART III SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JUNE 10,2009

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1/P/CIR/2024/128 September 24, 2024

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SEBI/HO/DDHS/DDHS - POD3/P/CIR/2024/103

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SEBI/HO/MIRSD/MIRSD -PoD/P/CIR/2025/108

Type: regulations · UID: f34eb2a4ba901f60c1dd277edaca341268e0a478 · PDF: yes · Text: yes · Rule index: yes

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Short title & commencement

Type: regulations · UID: f35f390bac664796ea8de4aad498942e86192ff2 · PDF: yes · Text: yes · Rule index: yes

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SECURITIES AND EXCHANGE BOARD OF INDIA (DISCLOSURE AND INVESTOR PROTECTION) GUIDELINES, 2000

Type: guidelines · UID: f56f68e2ccc94f91bf173ee071d7f61702500de1 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/AFD -1/AFD -1 -PoD/P/CIR/2024/39

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THE GAZETTE OF INDIA

Type: regulations · UID: f6558f4886c90a26e493d396b109b19736e13505 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/DDHS/DDHS - PoD - 2/P/CIR/2024/159

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HO/47/11/16(2)2025-MRD-POD2/I/4113/2026

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Securities and Exchange Board of India

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SECURITIES AND EXCHANGE BOARD OF INDIA (DISCLOSURE AND INVESTOR PROTECTION) GUIDELINES, 2000

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SEBI/HO/ ITD -1/ITD_CSC_EXT/P/CIR/2025/60

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SECURITIES APPELLATE TRIBUNAL (SALARIES, ALLOWANCES AND OTHER TERMS AND CONDITIONS OF PRESIDING OFFICER AND OTHER MEMBERS) RULES, 2003

Type: rules · UID: fbc8bbc9fee186acd950298dbc5bc60cf36a6098 · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA EXTRAORDINARY PART – – III – – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, MAY 21, 2012 SECURITIES AND EXCHANGE BOARD O

Type: regulations · UID: fbefafcc26fd681c5577f828f1995eec8e1a9587 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/IMD/IMD -PoD -2/P/CIR/2024/098

Type: circulars · UID: fc171ce376a3fe3c19a44db8e85fafab1f0d9acb · PDF: yes · Text: yes · Rule index: yes

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THE GAZETTE OF INDIA EXTRAORDINARY

Type: regulations · UID: fc9c641633cd55cfc5087c11a7ae10199b6852e0 · PDF: yes · Text: yes · Rule index: yes

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All Recognized Stock Exchanges (including Commodity Derivatives)

Type: master_circulars · UID: fca46df47717f58810456949e141469b5323c593 · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/CFD/CFD -TPD -1/P/CIR/2024/170

Type: regulations · UID: fdb194e196012166b2f1d91a1b3380d811fdb7ea · PDF: yes · Text: yes · Rule index: yes

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SEBI/HO/MRD/MRD-PoD-1/P/CIR/2024/168

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SECURITIES AND EXCHANGE BOARD OF INDIA

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THE GAZETTE OF INDIA EXTRAORDINARY

Type: regulations · UID: fe7262ec1d04881dcd50726193d81cbf20eec319 · PDF: yes · Text: yes · Rule index: yes

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Short Title and Commencement.

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SEBI/HO/OIAE/OIAE_IAD-3/P/ON/2025/01650 January 10, 2025

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SEBI/HO/DDHS/DDHS -PoD -3/P/CIR/2025/002

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circulars bd9ddb68bb49

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guidelines 9bbb6549c800

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guidelines ba91c40dbc12

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informal_guidance 03e67fab49d6

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